Insider Trading disclosures for Smith Micro Software, Inc.

The latest disclosure was made by Thomas G. Campbell in Smith Micro Software, Inc. where a trade of 10,000 Common Stock done at an average price of $0.7 was reported to US exchanges on March 14, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Thomas G. Campbell	Director	Sale of securities on an exchange or to another person at price $ 0.71 per share.	14 Mar 2025	10,000	29,213 (0%)	0%	0.7	7,100	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.71 per share.	11 Mar 2025	3,778	221,987 (0%)	0%	0.7	2,682	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Mar 2025	379	225,765 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Mar 2025	991	362,666 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.71 per share.	11 Mar 2025	9,209	353,457 (0%)	0%	0.7	6,538	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Mar 2025	100,000	168,293 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Mar 2025	57,851	226,144 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Mar 2025	123,967	363,657 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Mar 2025	175,000	239,690 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.39 per share.	19 Feb 2025	213	68,293 (0%)	0%	1.4	296	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.41 per share.	19 Feb 2025	635	64,690 (0%)	0%	1.4	895	Common Stock
Thomas G. Campbell	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	39,213 (0%)	0%		0	Common Stock
Gregory J. Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	53,000 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	48,594 (0%)	0%		0	Common Stock
Samuel Gulko	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	49,782 (0%)	0%		0	Common Stock
Asha Keddy	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	34,136 (0%)	0%		0	Common Stock
Chetan Sharma	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	25,000	-		-	Stock Option (right to buy)
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jan 2025	25,000	67,514 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.23 per share.	17 Jan 2025	1,640	68,506 (0%)	0%	1.2	2,017	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.23 per share.	16 Jan 2025	4,969	65,325 (0%)	0%	1.2	6,112	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	16 Jan 2025	49,776	3,244,309 (8%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	16 Jan 2025	49,776	70,294 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale of securities on an exchange or to another person at price $ 0.79 per share.	16 Dec 2024	437	70,329 (0%)	0%	0.8	345	Common Stock
James Kempton M.	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.76 per share.	16 Dec 2024	183	70,146 (0%)	0%	0.8	139	Common Stock
W. Smith William	Director, President & CEO	Sale of securities on an exchange or to another person at price $ 0.78 per share.	03 Dec 2024	7,066	3,194,533 (8%)	0%	0.8	5,512	Common Stock
Smith W. William	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.79 per share.	19 Nov 2024	81	120,623 (0%)	0%	0.8	64	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.77 per share.	19 Nov 2024	553	120,070 (0%)	0%	0.8	428	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	12 Nov 2024	322	73,864 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share.	12 Nov 2024	3,097	70,767 (0%)	0%	0.9	2,787	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share.	12 Nov 2024	7,770	120,704 (0%)	0%	0.9	6,993	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	12 Nov 2024	645	128,474 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.02 per share.	17 Oct 2024	1,386	74,186 (0%)	0%	1.0	1,414	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.02 per share.	17 Oct 2024	4,317	129,119 (0%)	0%	1.0	4,403	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	01 Oct 2024	2,575,107	2,575,107	-		-	Common Stock Purchase Warrant
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 1.17 per share.	01 Oct 2024	2,575,107	3,201,599 (8%)	6%	1.2	3,000,000	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.60 per share.	17 Sep 2024	183	75,353 (0%)	0%	0.6	109	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.58 per share.	17 Sep 2024	554	133,436 (0%)	0%	0.6	324	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.84 per share.	19 Aug 2024	82	133,990 (0%)	0%	0.8	69	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	12 Aug 2024	141	76,738 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.85 per share.	12 Aug 2024	1,202	75,536 (0%)	0%	0.9	1,022	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.85 per share.	12 Aug 2024	3,125	134,072 (0%)	0%	0.8	2,656	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	12 Aug 2024	283	137,197 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.28 per share.	22 Jul 2024	602	76,879 (0%)	0%	2.3	1,373	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.28 per share.	22 Jul 2024	1,931	137,480 (0%)	0%	2.3	4,403	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Jul 2024	29,538	77,481 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Jul 2024	63,294	139,411 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.22 per share.	20 Jun 2024	214	47,943 (0%)	0%	2.2	475	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.22 per share.	20 Jun 2024	541	76,117 (0%)	0%	2.2	1,201	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.47 per share.	20 May 2024	4,745	76,658 (0%)	0%	2.5	11,720	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share.	20 May 2024	1,271	81,403 (0%)	0%	2.4	3,089	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share.	20 May 2024	432	49,983 (0%)	0%	2.4	1,050	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.51 per share.	20 May 2024	1,826	48,157 (0%)	0%	2.5	4,583	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.29 per share.	01 Apr 2024	250	403,317 (1%)	0%	0.3	72	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.34 per share.	19 Mar 2024	4,906	403,067 (1%)	0%	0.3	1,668	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.34 per share.	19 Mar 2024	11,866	661,396 (1%)	0%	0.3	4,034	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale of securities on an exchange or to another person at price $ 0.35 per share.	13 Mar 2024	4,804	407,973 (1%)	0%	0.3	1,681	Common Stock
William W. Smith	Director, President & CEO	Sale of securities on an exchange or to another person at price $ 0.35 per share.	13 Mar 2024	11,651	673,262 (1%)	0%	0.4	4,078	Common Stock
Smith W. William	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	21 Feb 2024	13,586	684,913 (1%)	0%		0	Common Stock
Smith William W.	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.78 per share.	21 Feb 2024	5,060	698,499 (1%)	0%	0.8	3,947	Common Stock
Kempton James M.	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.77 per share.	21 Feb 2024	1,018	420,068 (1%)	0%	0.8	784	Common Stock
James Kempton M.	VP, CFO and Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	21 Feb 2024	7,291	412,777 (1%)	0%		0	Common Stock
Smith William W.	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Feb 2024	175,000	528,559 (1%)	0%		0	Common Stock
W. William Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Feb 2024	175,000	703,559 (1%)	0%		0	Common Stock
Kempton James M.	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Feb 2024	86,422	421,086 (1%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Feb 2024	100,000	334,664 (0%)	0%		0	Common Stock
William Smith W.	Director, President & CEO	Sale of securities on an exchange or to another person at price $ 0.77 per share.	23 Jan 2024	6,952	353,559 (0%)	0%	0.8	5,319	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale of securities on an exchange or to another person at price $ 0.76 per share.	23 Jan 2024	2,293	234,664 (0%)	0%	0.8	1,754	Common Stock
W. Smith William	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.78 per share.	18 Jan 2024	5,059	360,511 (0%)	0%	0.8	3,946	Common Stock
M. Kempton James	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.77 per share.	18 Jan 2024	1,016	236,957 (0%)	0%	0.8	782	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	340,105 (0%)	0%		0	Common Stock
Asha Keddy	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	73,082 (0%)	0%		0	Common Stock
J. Gregory Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	224,000 (0%)	0%		0	Common Stock
Gulko Samuel	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	198,250 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	188,750 (0%)	0%		0	Common Stock
Sharma Chetan	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	69,082 (0%)	0%		0	Common Stock
Campbell Thomas G.	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2024	25,000	113,700 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	27 Dec 2023	69,330	365,570 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	27 Dec 2023	69,330	5,011,941 (13%)	0%		0	Common Stock
Kempton James M.	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.74 per share.	19 Dec 2023	857	237,973 (0%)	0%	0.7	634	Common Stock
W. William Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.77 per share.	19 Dec 2023	4,268	434,900 (1%)	0%	0.8	3,286	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Aug 2023	99,340	470,787 (1%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Aug 2023	46,360	248,508 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.57 per share.	17 Aug 2023	6,116	371,447 (0%)	0%	1.6	9,602	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.74 per share.	17 Aug 2023	857	202,148 (0%)	0%	1.7	1,491	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Jul 2023	18,651	4,942,611 (12%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Jul 2023	18,651	377,563 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share.	19 Jul 2023	6,116	396,214 (1%)	0%	1.1	7,033	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share.	19 Jul 2023	857	203,005 (0%)	0%	1.1	968	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share.	20 Jun 2023	6,116	402,330 (1%)	0%	1.2	7,095	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share.	20 Jun 2023	857	203,862 (0%)	0%	1.2	986	Common Stock
James M. Kempton	VP, CFO and Treasurer	Purchase of securities on an exchange or from another person at price $ 1.19 per share.	14 Jun 2023	1,000	204,719 (0%)	0%	1.2	1,190	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.16 per share.	18 May 2023	1,018	203,719 (0%)	0%	1.2	1,181	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.23 per share.	24 Apr 2023	6,116	408,446 (1%)	0%	1.2	7,523	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Apr 2023	27,144	4,923,960 (12%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Apr 2023	27,144	414,562 (1%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.15 per share.	18 Apr 2023	6,116	441,706 (1%)	0%	1.1	7,033	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.13 per share.	18 Apr 2023	1,016	204,737 (0%)	0%	1.1	1,148	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.99 per share.	03 Apr 2023	250	205,753 (0%)	0%	1.0	247	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.18 per share.	17 Mar 2023	14,008	447,822 (1%)	0%	1.2	16,529	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share.	17 Mar 2023	4,090	205,503 (0%)	0%	1.2	4,785	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2023	175,000	471,911 (1%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	07 Mar 2023	10,081	461,830 (1%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Sale or transfer of securities back to the company at price $ 0.00 per share.	07 Mar 2023	5,761	209,593 (0%)	0%		0	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2023	100,000	215,354 (0%)	0%		0	Common Stock
Gregory J. Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	199,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	88,700 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	163,750 (0%)	0%		0	Common Stock
Samuel Gulko	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	173,250 (0%)	0%		0	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	315,105 (0%)	0%		0	Common Stock
Asha Keddy	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	48,082 (0%)	0%		0	Common Stock
Chetan Sharma	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jan 2023	25,000	44,082 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.20 per share.	24 Jan 2023	6,375	296,911 (0%)	0%	3.2	20,400	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Jan 2023	32,112	4,896,816 (12%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	24 Jan 2023	32,112	303,286 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.63 per share.	18 Jan 2023	7,290	335,398 (0%)	0%	2.6	19,173	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.05 per share.	19 Dec 2022	904	342,688 (0%)	0%	2.0	1,853	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.14 per share.	13 Dec 2022	5,574	343,592 (0%)	0%	2.1	11,928	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.26 per share.	17 Nov 2022	6,479	349,166 (0%)	0%	2.3	14,643	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.26 per share.	19 Oct 2022	6,479	355,645 (0%)	0%	2.3	14,643	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 1.92 per share.	03 Oct 2022	250	115,354 (0%)	0%	1.9	480	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.71 per share.	19 Sep 2022	904	362,124 (0%)	0%	2.7	2,450	Common Stock
Chetan Sharma	Director	Purchase of securities on an exchange or from another person at price $ 2.70 per share.	16 Sep 2022	1,000	19,082 (0%)	0%	2.7	2,699	Common Stock
William W. Smith	Director, President & CEO	Purchase of securities on an exchange or from another person at price $ 2.59 per share.	14 Sep 2022	5,000	4,864,704 (12%)	0%	2.6	12,955	Common Stock
James M. Kempton	VP, CFO and Treasurer	Purchase of securities on an exchange or from another person at price $ 2.60 per share.	13 Sep 2022	2,500	115,104 (0%)	0%	2.6	6,500	Common Stock
Thomas G. Campbell	Director	Purchase of securities on an exchange or from another person at price $ 2.33 per share.	30 Aug 2022	1,700	63,700 (0%)	0%	2.3	3,961	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	29 Aug 2022	79,779	368,602 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.50 per share.	29 Aug 2022	5,574	363,028 (0%)	0%	2.5	13,935	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	29 Aug 2022	79,779	4,859,704 (12%)	0%		0	Common Stock
Asha Keddy	Director	Purchase of securities on an exchange or from another person at price $ 2.24 per share.	23 Aug 2022	5,000	23,082 (0%)	0%	2.2	11,215	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.73 per share.	22 Aug 2022	6,479	448,381 (1%)	0%	2.7	17,688	Common Stock
Gregory J. Szabo	Director	Purchase of securities on an exchange or from another person at price $ 2.29 per share.	19 Aug 2022	10,000	174,000 (0%)	0%	2.3	22,932	Common Stock
Samuel Gulko	Director	Purchase of securities on an exchange or from another person at price $ 2.35 per share.	17 Aug 2022	4,000	148,250 (0%)	0%	2.3	9,393	Common Stock
Andrew Arno	Director	Purchase of securities on an exchange or from another person at price $ 2.35 per share.	17 Aug 2022	25,000	287,605 (0%)	0%	2.4	58,755	Common Stock
Andrew Arno	Director	Purchase of securities on an exchange or from another person at price $ 2.35 per share.	17 Aug 2022	5,000	15,000 (0%)	0%	2.4	11,757	Common Stock
Andrew Arno	Director	Purchase of securities on an exchange or from another person at price $ 2.35 per share.	17 Aug 2022	5,000	15,000 (0%)	0%	2.4	11,757	Common Stock
Andrew Arno	Director	Purchase of securities on an exchange or from another person at price $ 2.35 per share.	17 Aug 2022	5,000	15,000 (0%)	0%	2.4	11,757	Common Stock
Andrew Arno	Director	Purchase of securities on an exchange or from another person at price $ 2.18 per share.	17 Aug 2022	2,500	290,105 (0%)	0%	2.2	5,449	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.50 per share.	19 Jul 2022	6,479	448,860 (1%)	0%	2.5	16,198	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.62 per share.	17 Jun 2022	6,478	455,339 (1%)	0%	2.6	16,972	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.60 per share.	18 May 2022	6,479	461,817 (1%)	0%	2.6	16,845	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.56 per share.	18 May 2022	288	112,604 (0%)	0%	2.6	737	Common Stock
James M. Kempton	VP, CFO and Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.56 per share.	19 Apr 2022	352	112,892 (0%)	0%	3.6	1,253	Common Stock
Asha Keddy	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Apr 2022	18,082	18,082 (0%)	0%		0	Common Stock
Chetan Sharma	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Apr 2022	18,082	18,082 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.67 per share.	17 Mar 2022	16,280	479,758 (1%)	0%	3.7	59,748	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Sale or transfer of securities back to the company at price $ 0.00 per share.	10 Mar 2022	4,369	475,389 (1%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.68 per share.	10 Mar 2022	7,093	468,296 (1%)	0%	3.7	26,102	Common Stock
James M. Kempton	VP, CFO and Treasurer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2022	100,000	113,244 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	25 Feb 2022	4,324,897	4,779,925 (12%)	11%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	25 Feb 2022	175,000	496,038 (1%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	25 Feb 2022	4,324,897	321,038 (0%)	11%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.03 per share.	17 Feb 2022	5,881	4,645,920 (12%)	0%	4.0	23,700	Common Stock
Gregory J. Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jan 2022	25,000	164,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jan 2022	25,000	62,000 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jan 2022	25,000	138,750 (0%)	0%		0	Common Stock
Samuel Gulko	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jan 2022	25,000	144,250 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.39 per share.	18 Jan 2022	6,748	4,651,801 (12%)	0%	4.4	29,624	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jan 2022	25,000	262,605 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.04 per share.	14 Dec 2021	1,518	4,658,549 (12%)	0%	5.0	7,651	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.09 per share.	14 Dec 2021	4,457	4,660,067 (12%)	0%	5.1	22,686	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 5.33 per share.	07 Dec 2021	110,000	4,664,524 (12%)	0%	5.3	586,300	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.09 per share.	17 Nov 2021	5,976	4,774,524 (12%)	0%	6.1	36,394	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.42 per share.	19 Oct 2021	5,976	4,780,500 (12%)	0%	5.4	32,390	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.73 per share.	16 Sep 2021	5,975	4,786,476 (12%)	0%	4.7	28,262	Common Stock
Thomas G. Campbell	Director	Sale of securities on an exchange or to another person at price $ 4.84 per share.	08 Sep 2021	20,000	37,000 (0%)	0%	4.8	96,714	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.38 per share.	31 Aug 2021	850,000	4,792,451 (12%)	2%	2.4	2,025,125	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	31 Aug 2021	850,000	0	-		-	Warrant to Purchase Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 4.65 per share.	31 Aug 2021	537,000	3,942,451 (10%)	1%	4.7	2,497,050	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.92 per share.	17 Aug 2021	5,976	4,479,451 (11%)	0%	4.9	29,402	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.91 per share.	17 Aug 2021	3,569	324,598 (0%)	0%	4.9	17,524	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.16 per share.	16 Jul 2021	5,976	4,485,427 (11%)	0%	5.2	30,836	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.17 per share.	16 Jul 2021	3,569	328,167 (0%)	0%	5.2	18,452	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.43 per share.	17 Jun 2021	5,975	4,491,403 (11%)	0%	5.4	32,444	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.43 per share.	17 Jun 2021	3,567	331,736 (0%)	0%	5.4	19,369	Common Stock
Thomas G. Campbell	Director	Sale of securities on an exchange or to another person at price $ 5.12 per share.	19 May 2021	15,000	57,000 (0%)	0%	5.1	76,769	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.05 per share.	18 May 2021	5,976	4,497,378 (11%)	0%	5.1	30,179	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.05 per share.	18 May 2021	3,569	335,303 (0%)	0%	5.0	18,023	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share.	19 Apr 2021	5,976	4,503,354 (11%)	0%	5.6	33,764	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.65 per share.	19 Apr 2021	3,569	338,872 (0%)	0%	5.7	20,165	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.80 per share.	17 Mar 2021	16,063	4,509,330 (11%)	0%	6.8	109,228	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.79 per share.	17 Mar 2021	8,569	342,441 (0%)	0%	6.8	58,184	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Sale or transfer of securities back to the company at price $ 0.00 per share.	08 Mar 2021	6,103	4,525,393 (11%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	08 Mar 2021	3,467	351,010 (0%)	0%		0	Common Stock
Gregory J. Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	25,000	139,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	25,000	72,000 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	25,000	113,750 (0%)	0%		0	Common Stock
Samuel Gulko	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	25,000	119,250 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.72 per share.	16 Feb 2021	4,181	4,531,496 (11%)	0%	7.7	32,277	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	175,000	4,535,677 (11%)	0%		0	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	25,000	237,610 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Feb 2021	100,000	357,498 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.72 per share.	16 Feb 2021	3,021	354,477 (0%)	0%	7.7	23,322	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.94 per share.	20 Jan 2021	4,786	4,360,677 (11%)	0%	5.9	28,429	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.00 per share.	20 Jan 2021	3,021	257,498 (0%)	0%	6	18,126	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.81 per share.	30 Dec 2020	12,692	4,365,463 (11%)	0%	4.8	61,049	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.82 per share.	30 Dec 2020	8,079	260,519 (0%)	0%	4.8	38,941	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 5.19 per share.	19 Nov 2020	20,000	268,598 (0%)	0%	5.2	103,800	Common Stock
Samuel Gulko	Director	Sale of securities on an exchange or to another person at price $ 5.14 per share.	18 Nov 2020	10,000	94,250 (0%)	0%	5.1	51,401	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.84 per share.	23 Sep 2020	12,687	4,378,155 (11%)	0%	3.8	48,718	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.85 per share.	23 Sep 2020	8,068	288,598 (0%)	0%	3.9	31,062	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 3.94 per share.	10 Aug 2020	10,000	10,000 (0%)	0%	3.9	39,450	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 3.94 per share.	10 Aug 2020	2,500	10,000 (0%)	0%	3.9	9,858	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 3.93 per share.	10 Aug 2020	2,500	10,000 (0%)	0%	3.9	9,830	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 3.95 per share.	10 Aug 2020	10,000	212,610 (0%)	0%	3.9	39,460	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.44 per share.	26 Jun 2020	12,687	4,390,842 (11%)	0%	4.4	56,330	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.45 per share.	26 Jun 2020	8,067	296,666 (0%)	0%	4.4	35,898	Common Stock
Thomas G. Campbell	Director	Sale of securities on an exchange or to another person at price $ 4.85 per share.	02 Jun 2020	15,000	47,000 (0%)	0%	4.9	72,750	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 4.92 per share.	02 Jun 2020	16,000	304,733 (0%)	0%	4.9	78,720	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.27 per share.	25 Mar 2020	24,024	4,403,529 (11%)	0%	5.3	126,606	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.24 per share.	25 Mar 2020	12,045	320,733 (0%)	0%	5.2	63,116	Common Stock
Gregory J. Szabo	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	25,000	114,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	25,000	62,000 (0%)	0%		0	Common Stock
Steven L. Elfman	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	25,000	88,750 (0%)	0%		0	Common Stock
Samuel Gulko	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	25,000	104,250 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	175,000	4,427,553 (11%)	0%		0	Common Stock
Andrew Arno	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	25,000	202,610 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2020	100,000	332,778 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.04 per share.	23 Dec 2019	9,523	4,252,553 (11%)	0%	5.0	47,996	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.08 per share.	23 Dec 2019	3,283	232,778 (0%)	0%	5.1	16,678	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.01 per share.	25 Sep 2019	9,522	4,262,076 (11%)	0%	5.0	47,705	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.97 per share.	25 Sep 2019	3,282	236,061 (0%)	0%	5.0	16,312	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 6.19 per share.	13 Aug 2019	20,000	37,000 (0%)	0%	6.2	123,800	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 5.48 per share.	30 Jul 2019	42,000	239,343 (0%)	0%	5.5	230,160	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.12 per share.	26 Jun 2019	8,877	4,271,598 (11%)	0%	3.1	27,696	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.11 per share.	26 Jun 2019	2,871	281,343 (0%)	0%	3.1	8,929	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 3.20 per share.	13 May 2019	5,000	57,000 (0%)	0%	3.2	16,000	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.21 per share.	28 Mar 2019	41,402	4,280,475 (11%)	0%	2.2	91,498	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.88 per share.	28 Mar 2019	7,232	284,214 (0%)	0%	1.9	13,596	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Sale or transfer of securities back to the company at price $ 0.00 per share.	13 Mar 2019	3,121	4,271,877 (11%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Mar 2019	50,000	4,321,877 (11%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	13 Mar 2019	3,121	291,446 (0%)	0%		0	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	25,000	89,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	25,000	62,000 (0%)	0%		0	Common Stock
Steven L. Elfman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	25,000	63,750 (0%)	0%		0	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	25,000	79,250 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	200,000	4,274,998 (11%)	0%		0	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	25,000	177,610 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Feb 2019	125,000	294,567 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.23 per share.	27 Dec 2018	6,834	4,074,998 (14%)	0%	2.2	15,240	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.22 per share.	27 Dec 2018	1,800	169,567 (0%)	0%	2.2	3,996	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.49 per share.	27 Sep 2018	6,834	4,081,832 (16%)	0%	2.5	17,017	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share.	27 Sep 2018	1,788	171,367 (0%)	0%	2.5	4,398	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.04 per share.	29 Jun 2018	6,834	4,088,666 (16%)	0%	2.0	13,941	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.99 per share.	29 Jun 2018	1,845	173,155 (0%)	0%	2.0	3,672	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner		15 Jun 2018	433	0	-		-	10% Series B Convertible Preferred Stock
William W. Smith	Director, President & CEO, Ten Percent Owner		15 Jun 2018	379,825	4,095,500 (16%)	1%	1.1	433,001	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner		18 May 2018	3,199,123	3,715,675 (17%)	14%	1.1	3,647,000	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner		18 May 2018	3,647	433	-		-	10% Series B COnvertible Preferred Stock
Andrew Arno	None		18 May 2018	43,860	152,610 (0%)	0%	1.1	50,000	Common Stock
Andrew Arno	None		18 May 2018	50	0	-		-	10% Series B Convertible Preferred Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.24 per share.	27 Mar 2018	6,639	516,552 (2%)	0%	2.2	14,871	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	25,000	64,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	25,000	37,000 (0%)	0%		0	Common Stock
Steven L. Elfman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	25,000	38,750 (0%)	0%		0	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	25,000	54,250 (0%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	125,000	523,191 (3%)	0%		0	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	25,000	108,750 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	12 Mar 2018	125,000	175,000 (1%)	0%		0	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.08 per share.	28 Dec 2017	7,253	398,191 (2%)	0%	2.1	15,086	Common Stock
William W. Smith	Director, President & CEO, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Sep 2017	4,080	4,080	-		-	10% Series B Convertible Preferred Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	29 Sep 2017	50	50	-		-	10% Series B Convertible Preferred Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.17 per share.	27 Sep 2017	7,254	405,444 (2%)	0%	1.2	8,487	Common Stock
Steven M. Yasbek	Former VP & CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.45 per share.	30 Jun 2017	22,551	74,585 (0%)	0%	1.5	32,699	Common Stock
Steven M. Yasbek	Former VP & CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.05 per share.	29 Jun 2017	2,974	97,136 (0%)	0%	1.1	3,123	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.05 per share.	29 Jun 2017	7,254	412,698 (2%)	0%	1.1	7,617	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Jun 2017	50,000	50,000 (0%)	0%		0	Common Stock
Timothy C. Huffmyer	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 1.16 per share.	19 Jun 2017	50,000	50,000 (0%)	0%	1.2	58,000	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 1.10 per share.	17 May 2017	50,000	83,750 (0%)	0%	1.1	55,000	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Mar 2017	2,409	104,542 (0%)	0%		0	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.31 per share.	09 Mar 2017	4,432	100,110 (0%)	0%	1.3	5,806	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share.	09 Mar 2017	9,478	419,952 (3%)	0%	1.3	12,321	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Mar 2017	4,854	429,430 (3%)	0%		0	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Mar 2017	3,750	39,000 (0%)	0%		0	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Mar 2017	3,750	12,000 (0%)	0%		0	Common Stock
Steven L. Elfman	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	08 Mar 2017	3,750	13,750 (0%)	0%		0	Common Stock
Steven L. Elfman	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	08 Mar 2017	3,750	13,750 (0%)	0%		0	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Mar 2017	3,750	29,250 (0%)	0%		0	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	08 Mar 2017	3,750	33,750 (0%)	0%		0	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share.	21 Feb 2017	1,141	106,951 (0%)	0%	1.8	2,088	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.83 per share.	21 Feb 2017	3,197	434,284 (3%)	0%	1.8	5,851	Common Stock
William W. Smith	Director, President & CEO		31 Dec 2016	850,000	850,000	-		-	Warrant to Purchase Common Stock
William W. Smith	Director, President & CEO		31 Dec 2016	251,836	251,836	-		-	Conversion Right
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	28 Dec 2016	8,575	437,481	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	28 Dec 2016	3,063	108,092	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	28 Sep 2016	8,574	446,056	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	28 Sep 2016	3,058	111,155	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2016	34,296	1,818,523	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	27 Jun 2016	12,108	456,855	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Mar 2016	45,780	1,852,819	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Mar 2016	19,649	468,963	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	15,000	141,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	15,000	33,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	300,000	1,907,581	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	07 Mar 2016	8,982	1,898,599	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	15,000	102,000	-		-	Common Stock
Steven L. Elfman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	15,000	40,000	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	150,000	493,085	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	07 Mar 2016	4,473	488,612	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	07 Mar 2016	15,000	120,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Dec 2015	8,204	1,607,581	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	30 Dec 2015	2,468	343,085	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	01 Dec 2015	16,408	1,615,785	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	01 Dec 2015	4,934	345,553	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Nov 2015	39,800	350,487	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Nov 2015	200	350,487	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	22 Sep 2015	16,408	1,632,193	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	22 Sep 2015	4,935	310,487	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	06 Aug 2015	16,408	1,648,601	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	06 Aug 2015	4,934	315,422	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Jun 2015	5,000	18,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	03 Jun 2015	24,612	1,665,009	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	03 Jun 2015	7,943	320,356	-		-	Common Stock
William W. Smith	Director, President & CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	25 Mar 2015	29,219	1,689,621	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share.	25 Mar 2015	7,306	328,299	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	10 Mar 2015	33,577	335,605	-		-	Common Stock
Thomas G. Campbell	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	03 Mar 2015	5,000	0	-		-	Employee Stock Option (right to buy)
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Mar 2015	5,000	23,000	-		-	Common Stock
Thomas G. Campbell	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	03 Mar 2015	5,000	28,000	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Mar 2015	5,000	23,000	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	15,000	126,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	15,000	28,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	300,000	1,718,840	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	150,000	595,141	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	15,000	87,000	-		-	Common Stock
Steven L. Elfman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	15,000	25,000	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	150,000	369,182	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Feb 2015	15,000	105,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	31 Dec 2014	3,000	1,817,115	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	17 Dec 2014	19,504	1,418,840	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	17 Dec 2014	9,752	445,141	-		-	Common Stock
Steven M. Yasbek	VP & Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	17 Dec 2014	4,877	219,182	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	12 Dec 2014	2,500	13,000	-		-	Common Stock
Steven L. Elfman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Dec 2014	10,000	10,000	-		-	Common Stock
Christopher G. Lippincott	FORMER SVP-Global Ops	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Nov 2014	20,000	250,502	-		-	Common Stock
Andrew C. Schmidt	FORMER VP &CFO	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Nov 2014	94,900	233,174	-		-	Common Stock
Andrew C. Schmidt	FORMER VP &CFO	Sale of securities on an exchange or to another person at price $ 0.00 per share.	30 Oct 2014	5,100	328,074	-		-	Common Stock
Christopher G. Lippincott	FORMER SVP-Global Ops	Sale of securities on an exchange or to another person at price $ 0.00 per share.	29 Oct 2014	30,000	270,502	-		-	Common Stock
Christopher G. Lippincott	FORMER SVP-Global Ops	Sale of securities on an exchange or to another person at price $ 0.00 per share.	29 Oct 2014	52,629	270,502	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	30 Sep 2014	14,628	1,438,344	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	30 Sep 2014	7,314	454,893	-		-	Common Stock
Steven M. Yasbek	Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	30 Sep 2014	3,657	224,059	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	21 Jul 2014	12,172	333,174	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	10 Jul 2014	35,000	92,293	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	08 Jul 2014	1,375	345,346	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	08 Jul 2014	23,625	345,346	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	30 Jun 2014	50,000	370,346	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	33,199	1,452,972	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	16,361	462,207	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	19,360	420,346	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	19,947	353,131	-		-	Common Stock
Steven M. Yasbek	Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	8,843	227,716	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Jun 2014	6,622	127,923	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jun 2014	5,000	5,000	-		-	Stock Option (right to buy)
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jun 2014	5,000	5,000	-		-	Stock Option (right to buy)
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jun 2014	5,000	5,000	-		-	Stock Option (right to buy)
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	05 Jun 2014	5,000	5,000	-		-	Stock Option (right to buy)
Christopher G. Lippincott	SVP - Global Operations	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Mar 2014	20,000	419,553	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	12 Mar 2014	5,000	15,500	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Mar 2014	30,000	459,553	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Mar 2014	20,000	439,553	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	10,473	1,489,499	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	3,328	1,486,171	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	5,236	480,232	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	1,664	478,568	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	5,236	512,845	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	1,664	511,181	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	5,236	491,217	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	1,664	489,553	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	2,600	237,391	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	832	236,559	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	866	173,077	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	06 Mar 2014	230	172,847	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	10,000	111,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	10,000	20,500	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	300,000	1,499,972	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	150,000	485,468	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	10,000	72,000	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	150,000	518,081	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	150,000	496,453	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	75,000	239,991	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	10,000	90,000	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Feb 2014	150,000	173,943	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	6,656	1,199,972	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	3,328	335,468	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	3,790	368,081	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	3,328	346,453	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	1,664	164,991	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Dec 2013	394	23,943	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	29 Nov 2013	3,000	10,500	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	4,992	1,206,628	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	2,826	338,796	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	2,843	371,871	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	2,496	349,781	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	1,248	166,655	-		-	Common Stock
Von Cameron	EVP - Sales	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	4,162	404,660	-		-	Common Stock
Dan Rawlings	Chief Revenue Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	09 Sep 2013	295	24,337	-		-	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	19 Jun 2013	4,000	1,820,115	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	4,992	1,211,620	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	2,918	341,622	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	2,842	374,714	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	2,482	352,277	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	1,227	167,903	-		-	Common Stock
Von Cameron	EVP - Sales	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jun 2013	2,482	408,822	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 May 2013	5,000	5,000	-		-	Stock Option (right to buy)
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 May 2013	5,000	5,000	-		-	Stock Option (right to buy)
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 May 2013	5,000	5,000	-		-	Stock Option (right to buy)
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 May 2013	5,000	5,000	-		-	Stock Option (right to buy)
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 Feb 2013	6,000	13,500	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 Feb 2013	1,000	19,500	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	10,000	101,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	10,000	20,500	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	16,899	1,216,612	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	300,000	1,233,511	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	8,450	344,813	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	150,000	353,263	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	273	344,540	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	10,000	62,000	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	150,000	386,006	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	8,450	377,556	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	150,000	363,209	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	8,450	354,759	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	4,225	169,130	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	75,000	173,355	-		-	Common Stock
Von Cameron	EVP - Sales	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Feb 2013	8,450	411,304	-		-	Common Stock
Von Cameron	EVP - Sales	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	150,000	419,754	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	11 Feb 2013	10,000	80,000	-		-	Common Stock
William W. Smith	Director, President & CEO	Gift of securities by or to the insider at price $ 0.00 per share.	31 Dec 2012	3,000	1,824,115	-		-	Common Stock
Von Cameron	EVP - Sales	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Dec 2012	29,984	269,754	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	29 Nov 2012	2,000	10,500	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	29 Nov 2012	18,000	98,355	-		-	Common Stock
William W. Smith	Director, President & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	07 Aug 2012	12,500	933,511	-		-	Common Stock
William W. Smith	Director, President & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	07 Aug 2012	12,500	0	-		-	Employee Stock Option (Right to Buy)
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Jun 2012	5,000	5,000	-		-	Stock Option (right to buy)
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Jun 2012	5,000	5,000	-		-	Stock Option (right to buy)
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Jun 2012	5,000	5,000	-		-	Stock Option (right to buy)
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	21 Jun 2012	5,000	5,000	-		-	Stock Option (right to buy)
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 May 2012	16,547	236,006	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 May 2012	23,453	236,006	-		-	Common Stock
Rick Carpenter	SVP - Engineering	Sale or transfer of securities back to the company at price $ 0.00 per share.	10 May 2012	228	203,719	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	200,000	921,011	-		-	Common Stock
Rick Carpenter	VP & General Manager, Wireless	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	100,000	203,947	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	100,000	276,006	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	100,000	213,209	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	50,000	116,355	-		-	Common Stock
Von Cameron	EVP - Sales	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Mar 2012	100,000	299,738	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 Feb 2012	11,000	12,500	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	57,171	721,011	-		-	Common Stock
Rick Carpenter	VP & General Manager, Wireless	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	262	103,947	-		-	Common Stock
Rick Carpenter	VP & General Manager, Wireless	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	28,585	104,209	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	28,585	176,006	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	28,585	113,209	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	19,057	66,355	-		-	Common Stock
Von Cameron	EVP - Sales	Sale or transfer of securities back to the company at price $ 0.00 per share.	22 Feb 2012	28,585	199,738	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Feb 2012	10,000	91,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Feb 2012	10,000	23,500	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Feb 2012	10,000	52,000	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	13 Feb 2012	10,000	70,000	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	12 Dec 2011	46,729	85,412	-		-	Common Stock
Andrew Arno	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Aug 2011	16,199	60,000	-		-	Common Stock
Andrew Arno	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Aug 2011	33,801	60,000	-		-	Common Stock
James Straight	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Aug 2011	3,832	0	-		-	Common Stock
Gregory J. Szabo	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jul 2011	10,000	81,000	-		-	Common Stock
Andrew Arno	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	27 Jul 2011	10,000	10,000	-		-	Common Stock
William C. Keiper	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Jul 2011	5,000	0	-		-	Stock Option (Right to buy)
William C. Keiper	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	20 Jul 2011	6,668	41,332	-		-	Common Stock
Ted L. Hoffman	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jul 2011	6,668	30,832	-		-	Common Stock
Ted L. Hoffman	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Jul 2011	5,000	0	-		-	Stock Option (Right to buy)
James Straight	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Jul 2011	5,000	0	-		-	Stock Option (Right to buy)
James Straight	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	11 Jul 2011	6,668	3,832	-		-	Common Stock
William C. Keiper	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jun 2011	5,000	5,000	-		-	Stock Option (right to buy)
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jun 2011	5,000	5,000	-		-	Stock Option (right to buy)
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jun 2011	5,000	5,000	-		-	Stock Option (right to buy)
Ted L. Hoffman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jun 2011	5,000	5,000	-		-	Stock Option (right to buy)
James Straight	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	23 Jun 2011	5,000	5,000	-		-	Stock Option (right to buy)
Christopher G. Lippincott	SVP - Global Operations	Sale of securities on an exchange or to another person at price $ 0.00 per share.	01 Jun 2011	11,500	141,794	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	25 May 2011	2,000	13,500	-		-	Common Stock
Ted L. Hoffman	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	25 May 2011	20,000	47,500	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	20 May 2011	10,000	204,591	-		-	Common Stock
Samuel Gulko	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 Mar 2011	5,000	42,000	-		-	Common Stock
Thomas G. Campbell	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	16 Mar 2011	1,000	15,500	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Mar 2011	5,454	132,141	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Mar 2011	14,000	153,294	-		-	Common Stock
William W. Smith	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	150,000	778,182	-		-	Common Stock
Rick Carpenter	VP & General Manager, Wireless	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	75,000	134,765	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	75,000	214,591	-		-	Common Stock
Andrew C. Schmidt	VP &Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 Feb 2011	25,000	214,591	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	75,000	167,294	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	50,000	137,595	-		-	Common Stock
Von Cameron	EVP - Sales	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Feb 2011	75,000	228,323	-		-	Common Stock
William W. Smith	Director, President & CEO	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	426	628,182	-		-	Common Stock
Rick Carpenter	VP & General Manager, Wireless	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	142	59,768	-		-	Common Stock
Andrew C. Schmidt	Chief Financial Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	213	164,591	-		-	Common Stock
Christopher G. Lippincott	SVP - Global Operations	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	142	92,294	-		-	Common Stock
Steven M. Yasbek	Chief Accounting Officer	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	142	87,595	-		-	Common Stock
Von Cameron	EVP - Sales	Sale or transfer of securities back to the company at price $ 0.00 per share.	24 Feb 2011	213	153,323	-		-	Common Stock
William C. Keiper	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Feb 2011	10,000	48,000	-		-	Common Stock
Thomas G. Campbell	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Feb 2011	10,000	16,500	-		-	Common Stock
Samuel Gulko	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Feb 2011	10,000	47,000	-		-	Common Stock
Ted L. Hoffman	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Feb 2011	10,000	67,500	-		-	Common Stock
James Straight	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Feb 2011	10,000	10,500	-		-	Common Stock

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

View All The Insider Trades disclosures

96.59% Fall from 52W High

Insider Trading disclosures for Smith Micro Software, Inc.

The latest disclosure was made by Thomas G. Campbell in Smith Micro Software, Inc. where a trade of 10,000 Common Stock done at an average price of $0.7 was reported to US exchanges on March 14, 2025.

Screeners based on Insider Trading and SAST parameters